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Criticism for Exchange scheme

William Gleeson
Saturday 03 September 1994 23:02 BST
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CITY advisers are questioning the practicality of Stock Exchange proposals for a new, deregulated securities market before the details have even been published.

The proposals, designed to make it easier and cheaper for small companies to raise capital, are expected to be unveiled by the Exchange this week.

The advisers say the scheme is unworkable, claiming that companies will still need brokers to advise on marketing their issues. They also claim few institutions will be prepared to invest in companies that have not taken legal and accounting advice.

Under the Stock Exchange's plan, the details of which were leaked to the press last week, the only requirement companies would have to meet for a listing on the alternative investment market would be to submit one year's audited accounts to the Exchange. They would not be required to appoint a sponsor, submit profit forecasts or have prospectuses vetted by the Exchange. Nor would they have to issue interim results. Investors would have to rely on directors' representations.

John Gregory, director of corporate finance at the broker, Beeson Gregory, raised a note of caution about the plans: 'The new proposals could lead to sub-standard information being given to investors if there isn't somebody there with experience to develop the prospectus. One should not rely on directors.'

Neil Austin, a corporate finance partner with the accountants, KPMG Peat Marwick, said: 'Take the absence of a working capital report. No broker is going to put his reputation behind a company if he can't be certain it won't run out of cash in three months' time.

'We also have to avoid inviting the scam merchants to put out fraudulent prospectuses. One bad collapse and the publicity surrounding it could discredit the entire market.'

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